“Like the timeless architecture of King Street, true compliance stands on a foundation of integrity, structure, and lasting confidence.”
Our Core Services
Outsourced Chief Compliance Officer (“CCO”)
Compliance Consulting
Back Office
Core Values
Integrity First
We do what’s right—always. Trust is the foundation of every client relationship, and we earn it through honesty and transparency.
Tailored Support
No cookie-cutter solutions here. We get to know your business and build compliance strategies that truly fit.
Deep Expertise, Delivered Simply
Regulations are complex. Our job is to make them understandable and manageable—so you can focus on what you do best.
Reliable Partnership
We’re more than a vendor—we’re your sounding board, your second set of eyes, and your steady hand through every regulatory challenge.
Always Evolving
We stay ahead of SEC changes so you don’t have to. Compliance isn’t static, and neither are we.
Trusted Compliance. Southern Precision.
At King Street Compliance, we deliver boutique SEC compliance consulting and back-office financial support to investment advisers, registered funds, and broker-dealers across the country. Rooted in Charleston, we bring a Southern approach to institutional-level service — thoughtful, disciplined, and relationship-driven.
We partner with firms outside the traditional financial centers who are building high-quality platforms and want trusted professionals to guide their regulatory and operational path. Our team combines deep expertise with practical insight, offering clarity and confidence in an increasingly complex environment.
Whether you’re launching a fund, preparing for an exam, or simply looking for aligned support, King Street Compliance is here — not just to meet regulatory expectations, but to support your long-term success.
Ready for a higher standard of compliance?